SEC To Announce Harsher Insider Trading Penalties

Listed company executives found guilty of unfair securities trading practices can expect to receive heavier penalties, as part of revised punishments expected to be announced by the Securities and Exchange Commission (SEC) later this month as reported in the Bangkok …

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Securities

The securities industry in Thailand has been the subject of significant change since the Asian financial crisis of 1997-98. Thailand’s Securities and Exchange Act B.E. 2535 is the main source of securities legislation, and the Securities and Exchange Commission of …

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